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William F. Galvin

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    Mutual Fund Abuses

    Witnesses testified about mutual fund trading practices and charges of abuse and fraud in the industry. Among the issues they addressed were the practice of late and stale trading, the statu…

    144 views
  • Last Aired

    Mutual Fund Abuses

    Witnesses testified before the Senate Government Affairs Subcommittee about allegations of criminal activity by mutual fund managers involving illegal trading practices such as late trading …

    292 views