New York Stock Exchange Governance
William Donaldson and John Reed testified before the Senate Banking, Housing, & Urban Affairs Committee, regarding the governance structure of the New York Stock Exchange. Mr. Reed had propo…
92 viewsWilliam Donaldson and John Reed testified before the Senate Banking, Housing, & Urban Affairs Committee, regarding the governance structure of the New York Stock Exchange. Mr. Reed had propo…
92 viewsThe Senate Banking Committee heard from the Chairman of the SEC and Mutual Funds lobbyist on government regulation of Mutual Funds. Witnesses testified about mismanagement and potential frau…
82 viewsAt the association’s annual meeting SEC chairman Donaldson talked about recent news of frequent abuses by mutual fund companies. Mr. Purcell talked about conflict resolution and management p…
131 viewsMembers of the Senate Banking subcommittee met with witnesses who testified about securities market structure issues pending before the Securities and Exchange Commission and how the issues …
68 viewsCommittee members examined the Securities and Exchange Commission’s oversight of companies' auditing and accountability. The SEC chairman testified about the rules being developed and the ki…
59 viewsMr. Donaldson announced the selection of Mr. Nicolaisen as chief accountant for the Security and Exchange Commission. Following the announcement they answered questions from reporters.
39 viewsSecurities and Exchange Commission chairman, William Donaldson, Senator Paul Sarbanes (D-Maryland), Representative Michael Oxley (R-Ohio) and others spoke to reporters about the progress of …
61 viewsWitnesses testified about a $1.4 billion settlement reached between the Securities and Exchange Commission and ten of the largest brokerage firms. Among the topics they addressed were potent…
277 viewsWilliam Donaldson, Chairman of the Securities and Exchange Commission, announced that William McDonough had been appointed as the chairman of the SEC’s Public Company Accounting Oversight Bo…
40 viewsAttorney General John Ashcroft and others spoke to reporters about efforts to combat corporate fraud and the indictment of four former executives of Qwest Communications. Following the annou…
148 viewsMr. Donaldson was sworn in as chairman of the Securities and Exchange Commission. President Bush spoke about the U.S. economy. The new SEC chairman talked about his duties and the role of th…
94 viewsMr. Donaldson testified regarding his nomination to the position of chairman of the Securities and Exchange Commission. An emphasis was placed on restoring investor confidence in the wake of…
137 views