Securities and Exchange Commission Oversight
Stephen Luparello testified at a Securities and Exchange Commission (SEC) oversight hearing. The hearing focused on the activities of the SEC’s Division of Trading and Markets, stock market …
581 viewsStephen Luparello testified at a Securities and Exchange Commission (SEC) oversight hearing. The hearing focused on the activities of the SEC’s Division of Trading and Markets, stock market …
581 viewsFinancial markets regulators and Wall Street brokerage firm CEOs testified on the causes of the May 6, 2010 stock market “flash crash” in which the Dow Jones Industrial Average plunged nearl…
3,817 viewsIn the second of two parts of a hearing on the $50 billion investment scam allegedly engineered by Bernard L. Madoff, Security and Exchange Commission (SEC) officials focused on possible reg…
73,646 viewsIn the first of two parts of a hearing on the $50 billion investment scam allegedly engineered by Bernard L. Madoff, Harry Markopolos, an independent financial fraud investigator, asserted t…
12,446 viewsWitnesses testified about investment practices and alleged criminal fraud by Madoff Investment Securities. They focused on operating procedures used by the firm, the performance of federal r…
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