Enforcement by Securities and Exchange Cmsn.
The committee discussed enforcement policies used by the Securities and Exchange Commission. The hearing was specifically concerned with a bill that would give the SEC additional enforcement tools.
People in this video
- Richard C. Breeden Chairman Securities and Exchange Commission
- H. John Heinz U.S. Senator [R] Pennsylvania
- Aulana Peters Commissioner Securities and Exchange Commission
- Alfonse M. D'Amato U.S. Senator [R] New York
- Christopher "Chris" J. Dodd U.S. Senator [D] Connecticut
- Donald Wayne Riegle Jr. U.S. Senator [D] Michigan
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The subcommittee heard testimony from the chairman of the Securities and Exchange Commission on the reauthorization…
Securities Trading Investigation
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The subcommittee heard testimony from Richard Breeden, chairman of the Securities and Exchange Commission, on the…
Internationalization of Securities Markets
Subcommittee resumed hearings on S. 646, to strengthen international cooperation in the enforcement of securities laws,…