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May 23, 2002

Stockbroker Fraud

Witnesses testified about fraudulent practices by stockbrokers and investigations of fraud by Securities and Exchange officials. They focused on the case of Frank Gruttadauria, who was alleged to have stolen over $40 million during a 15 year period.

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David Doherty Vice President New York Stock Exchange->Enforcement
Carl Fazio Investor

Dennis Hastert U.S. Representative [R] Illinois
Thomas Hommel Managing Director Lehman Brothers
Stephanie Tubbs Jones U.S. Representative [D] Ohio
Mark Kaplan Managing Director SG Cowen Securities
Sue Kelly U.S. Representative [R] New York
Marc Lackritz President Securities Industry Association
Steven "Steve" C. LaTourette U.S. Representative [R] Ohio
Bob Ney U.S. Representative [R] Ohio
Michael Garver Oxley U.S. Representative [R] Ohio
Lori A. Richards Director Securities and Exchange Commission->Office of Compliance Inspections and Examinations
Daniel Sibears Senior Vice President National Association of Securities Dealers
Bradley Skolnik President North American Securities Administrators Assn.
Golda Lewis Stout Investor
Patrick Tiberi U.S. Representative [R] Ohio

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House Financial Services CommitteeHouse Financial Services Committee

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Program ID:: 170232-1
Category:: House Committee
Format:: House Committee
Location:: Washington, District of Columbia, United States
First Aired:: May 23, 2002 | 10:54pm EDT | C-SPAN 2
Last Aired:: Aug 17, 2002 | 2:14am EDT | C-SPAN 2

Airing Details

May 23, 2002 | 10:54pm EDT | C-SPAN 2
May 24, 2002 | 2:01pm EDT | C-SPAN 2
May 29, 2002 | 3:38am EDT | C-SPAN 2
Aug 16, 2002 | 2:00pm EDT | C-SPAN 2
Aug 17, 2002 | 2:14am EDT | C-SPAN 2

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