Investment Banking Practices

Witnesses testified about a $1.4 billion settlement reached between the Securities and Exchange Commission and ten of the largest brokerage… read more

Witnesses testified about a $1.4 billion settlement reached between the Securities and Exchange Commission and ten of the largest brokerage firms. Among the topics they addressed were potential conflicts of interest in the regulation of the securities industry, the future role of self-regulatory organizations, methods to regain investors' trust, and implementing specific provisions of the settlement. 

At the beginning of the hearing members talked about and voted on awarding the Congressional Gold Medal to British Prime Minister Tony Blair. close

*The transcript for this program was compiled from uncorrected Closed Captioning.

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Investment Banking Practices

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Program ID:
176510-1
Category:
Senate Committee
Format:
Senate Committee
Location:
Washington, District of Columbia, United States
First Aired:
May 7, 2003
Last Aired:
May 10, 2003

Airing Details

  • May 07, 2003 | 7:44pm EDT | C-SPAN 1
  • May 08, 2003 | 1:31am EDT | C-SPAN 1
  • May 10, 2003 | 1:06pm EDT | C-SPAN 1
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Investment Banking Practices

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