Mutual Fund Regulation
Witnesses testified about mismanagement and potential fraud in administering mutual funds. Among the topics they addressed were regulatory procedures, the role of enforcement agencies, transparency of fund operation, and trading practices.
*The transcript for this program was compiled from uncorrected Closed Captioning.
People in this video
- William H. Donaldson Chairman Securities and Exchange Commission
- Matthew Fink President Investment Company Institute
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New York Stock Exchange Governance
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