Regulation of Securities Markets, Part 3
Banking and financial experts testified about investor protection and the regulation of securities markets. They focused on the modernization of the entire financial regulatory system as well as specific securities issues.
*The transcript for this program was compiled from uncorrected Closed Captioning.
People in this video
- Richard H. Baker President and CEO Managed Funds Association
- Rita M. Bolger Senior V.P. & Assoc. Gen. Coun
- James S. Chanos Chairman Coalition of Private Investment Companies
- Daniel Curry President DBRS, Inc.
- Richard G. Ketchum Chair and CEO Financial Industry Regulatory Authority
- Barbara Roper Director Consumer Federation of America->Investor Protection
- Ronald A. Stack Chair
- David G. Tittsworth Executive V.P. and Exec. Dir.
- Daniel K. Akaka U.S. Senator [D] Hawaii
- Christopher "Chris" J. Dodd U.S. Senator [D] Connecticut
- Jack Reed U.S. Senator [D] Rhode Island
- Richard C. Shelby U.S. Senator [R] Alabama
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