SEC Enforcement Oversight
The Senate Banking, Housing, and Urban Affairs subcommittee on Securities, Insurance, and Investment held a hearing on S…
Clip: Changes at the Securities and Exchange Commission
The Senate Banking, Housing, and Urban Affairs subcommittee on Securities, Insurance, and Investment held a hearing on S…
Witnesses testified on the rising popularity of exchange-traded funds (ETF) in the financial markets. ETF’s are the same…
Financial markets regulators and Wall Street brokerage firm CEOs testified on the causes of the May 6, 2010 stock market…
Robert Khuzami talked about the Securities and Exchange Commission efforts to stop fraud in the marketplace at a confere…