Mutual Fund Regulation
The Senate Banking Committee heard from the Chairman of the SEC and Mutual Funds lobbyist on government regulation of Mutual Funds. Witnesse… read more
The Senate Banking Committee heard from the Chairman of the SEC and Mutual Funds lobbyist on government regulation of Mutual Funds. Witnesses testified about mismanagement and potential fraud in administering mutual funds. Among the topics they addressed were regulatory procedures, the role of enforcement agencies, transparency of fund operation, and trading practices. close
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