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Robert Colby

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  • Last Aired

    U.S. Stock Market Regulation

    Bob Colby of the Financial Industry Regulatory Authority (FINRA) talked about regulation of the securities industry. FINRA is an independent organization overseen by the Securities and…

    690 views
  • Last Aired

    Investor Summit Part 2

    As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, Chairman Pitt moderated a panel discussion about the Securities…

    25 views
  • Last Aired

    Day Trading

    Witnesses testified about the growing practice of day trading. Among the issues addressed were its similarities to gambling, the effect on companies and the stock market, and deceptive…

    165 views