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Regulation Robert Colby

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    U.S. Stock Market Regulation

    Bob Colby of the Financial Industry Regulatory Authority (FINRA) talked about regulation of the securities industry. FINRA is an independent organization overseen by the Securities and…

    691 views
  • Last Aired

    Investor Summit Part 2

    As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, Chairman Pitt moderated a panel discussion about the Securities…

    25 views