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Mary L. Schapiro Kathleen L. Casey

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    Approaches to Improve Credit Rating Agency Oversight

    The Securities and Exchange Commission held a meeting on government oversight of credit rating agencies. Among the topics of discussion were accountability and disciplinary action, over-reliance on credit agencies, and…

    219 views
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    Corporations and Credit Rating Usage

    The panel talked about the role of the credit rating agencies in economic growth, the difficulties in getting started in the credit rating industry, the regulations of the industry, and logistical barriers faced by the…

    142 views
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    Credit Reporting Agency Oversight

    Securities and Exchange commissioners held a day-long meeting to review credit rating agency operations and talk about regulation of financial markets. Panelists spoke about credit ratings and the use of credit rating…

    269 views
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    Securities and Exchange Commission Meeting

    The Securities and Exchange Commission held a meeting to consider whether to propose “short sale price test rules” or the so-called “uptick rule” or other methods of restricting short sales…

    203 views
  • Last Aired

    Seniors Summit on Investment Fraud

    The Securities and Exchange Commission held a summit to examine possible policies to protect older Americans from investment fraud and abusive sales practices. Among the topics they…

    125 views