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Regulation Paul S. Sarbanes

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  • Financial Agencies Nominations
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    Financial Agencies Nominations

    The Senate Banking Committee heard testimony on the nominations of three financial regulators, including President Obama’s choices to head the Federal Deposit Insurance Corporation and to…

    180 views
  • SarbanesOxley Act Fifth Anniversay
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    Sarbanes-Oxley Act Fifth Anniversay

    Former Senators Sarbanes and Oxley spoke about financial auditing and business reporting reforms enacted in the wake of the Enron bankruptcy to protect consumers and provide increased…

    349 views
  • Corporate Reform
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    Corporate Reform

    Senator Sarbanes praised the Consumer Federation of America. He talked about consumer legislation during his 35 years in Congress and about his experiences as one of the principle authors of the…

    47 views
  • Corporate Financial Reform
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    Corporate Financial Reform

    Senators Oxley and Sarbanes spoke about corporate financial legislation they sponsored and enforcing the legislation. Among the issues they addressed were implementing the regulations, the…

    17 views
  • Securities and Exchange Commission Nominations
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    Securities and Exchange Commission Nominations

    The committee heard testimony from Representative Cox, Mr. Campos, and Ms. Nazareth about their nomination and re-nomination for positions on the Security and Exchange Commission. The…

    62 views
  • Mutual Fund Industry
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    Mutual Fund Industry

    Chairman Donaldson testified regarding the current investigations and regulatory actions affecting the mutual fund industry. Among the specific issues addressed were recent abuses in the…

    49 views
  • Corporate Oversight
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    Corporate Oversight

    Committee members examined the Securities and Exchange Commission’s oversight of companies' auditing and accountability. The SEC chairman testified about the rules being developed and the…

    34 views
  • Corporate Accountability
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    Corporate Accountability

    Members and officials spoke to reporters about the progress of reform in corporate accountability regulations and corporate governance issues. Following their remarks they answered…

    29 views
  • Corporate Accounting
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    Corporate Accounting

    After President Bush’s remarks, Senator Sarbanes talked with reporters about the new laws governing corporate accounting and answered questions. He was a sponsor of the legislation in the…

    13 views
  • Senate Majority Leader News Conference
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    Senate Majority Leader News Conference

    Senators Daschle and Sarbanes talked to reporters about a number of issues including corporate accountability legislation, Social Security, and prescription drug benefits. Following their…

    12 views
  • Securities and Exchange Commission Nominations
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    Securities and Exchange Commission Nominations

    Ms. Glassman and Mr. Campos testified about their qualifications to be commissioners on the Securities and Exchange Commission, the role of federal regulation of business practices, and…

    30 views
  • Enron Bankruptcy and the Accounting Industry
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    Enron Bankruptcy and the Accounting Industry

    Officers of the American Institute of Certified Public Accountants and economic experts talked about the effect of the Enron bankruptcy on both large and small accounting companies. They…

    310 views
  • Accounting and Investor Protection
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    Accounting and Investor Protection

    Former Securities and Exchange Commission chairmen testified about accounting practices and protecting stock market investors. The Enron bankruptcy has raised issues of the integrity of…

    112 views