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Banking & Financial Markets Harvey L. Pitt

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    Bloomberg Washington Summit, Investor Confidence

    Panelists talked about the state of the economy and investor confidence. Among the issues they addressed were business and financial regulation, the politicization of fiscal policy, and the…

    150 views
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    Securities and Exchange Commission

    Harvey Pitt talked about the Securities and Exchange Commission (SEC), and responded to telephone calls and electronic communications. Topics included the differences between the SEC, the Commodity Futures…

    198 views
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    U.S. Economy and Wall Street

    Special Master for Executive Compensation Kenneth Feinberg, and former SEC Chairman Harvey Pitts talked about the economy, and the relationship between Wall Street and Congress.

    145 views
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    Securities Exchange Commission Oversight, Former Officials

    Former officials testified about Securities and Exchange Commission (SEC) operations and proposed regulatory changes. Among the topics they addressed were the role of credit rating agencies…

    519 views
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    Regulation Reform

    Former SEC Chair Harvey Pitt delivered the keynote address at the U.S. Chamber of Commerce Center for Capital Markets Competitiveness Conference on money market mutual funds. He talked…

    158 views
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    Oversight of Financial Markets

    Former head of the Securities and Exchange Commission Harvey Pitt talked about issues related to the current day fiscal condition of the financial markets and responded to telephone calls and…

    76 views
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    Sarbanes-Oxley Act Fifth Anniversay

    Former Senators Sarbanes and Oxley spoke about financial auditing and business reporting reforms enacted in the wake of the Enron bankruptcy to protect consumers and provide increased…

    366 views
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    U.S. Regulations and the Global Business Market

    Panelists talked about U.S. regulatory policies and their impact on global business markets. Among the topics they addressed were extraterritorial extension of laws governing business…

    51 views
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    Investors and Securities Markets

    Chairman Cox hosted a roundtable discussion on investors and securities markets. Seven former Securities and Exchange Commission chairmen discussed challenges faced during their chairmanships,…

    42 views
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    Securities and Exchange Commission

    Mr. Pitt, former chairman of the Securities and Exchange Commission, 2001-2003, talked about corporate accountability one year after the passage of the Sarbanes-Oxley Act. Accounting and…

    52 views
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    Securities Industry Association Meeting

    Mr. Pitt talked about restoring investor confidence, his time as SEC Chairman, and other issues.

    17 views
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    Keynote Speech

    In the luncheon keynote address, Mr. Pitt talked about corporate oversight and the role of the Securities and Exchange Commission. He answered questions from members of the audience.

    14 views
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    Investor Summit Part 2

    As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, Chairman Pitt moderated a panel discussion about the Securities…

    25 views
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    Investor Summit Part 1

    As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, regulators, consumer representatives, and financial…

    59 views
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    Corporate Auditing

    Witnesses testified about the Corporate and Auditing Accountability Responsibility and Transparency Act designed to ensure adequate and accurate checks on corporate financial records. Among…

    254 views
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    FCC and SEC Budget Requests

    46 views
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    Enron Bankruptcy

    Following a period of committee business in which members debated whether to swear in all witnesses, Mr. Pitt testified under oath about investigations into the financial collapse of Enron…

    453 views
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    Financial Regulation

    House Financial Services Committee members talked to reporters about new regulatory provisions on Wall Street research analysts. Following their prepared remarks they answered questions…

    46 views
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    Accounting Regulations

    Mr. Pitts spoke to reporters about efforts by the Securities and Exchange Commission to revive public faith in their oversight responsibilities following the collapse of the Enron…

    33 views
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    U.S. Securities and Insurance Industries

    Witnesses testified about the nation’s financial markets and the insurance industry’s commitment and ability to keep its promises in wake of the previous week’s terrorist attacks.

    298 views
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