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Lori A. Richards

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  • Last Aired

    Investigations of Madoff Fraud Allegations, Part 2

    In the second of two parts of a hearing on the $50 billion investment scam allegedly engineered by Bernard L. Madoff, Security and Exchange Commission (SEC) officials focused on possible reg…

    73,646 views
  • Last Aired

    Investigations of Madoff Fraud Allegations, Part 1

    In the first of two parts of a hearing on the $50 billion investment scam allegedly engineered by Bernard L. Madoff, Harry Markopolos, an independent financial fraud investigator, asserted t…

    12,445 views
  • Last Aired

    Investment Securities Fraud

    Witnesses testified about investment practices and alleged criminal fraud by Madoff Investment Securities. They focused on operating procedures used by the firm, the performance of federal r…

    1,148 views
  • Last Aired

    Seniors Summit on Investment Fraud

    The Securities and Exchange Commission held a summit to examine possible policies to protect older Americans from investment fraud and abusive sales practices. Among the topics they addresse…

    156 views
  • Last Aired

    Stockbroker Fraud

    Witnesses testified about fraudulent practices by stockbrokers and investigations of fraud by Securities and Exchange officials. They focused on the case of Frank Gruttadauria, who was alleg…

    801 views