Securities and Exchange Commission Oversight
Securities and Exchange Commission Chair Mary Jo White testified at an oversight hearing on the SEC’s operations and fiscal year 2018 budget request. She said she believes the financial syst…
976 viewsSecurities and Exchange Commission Chair Mary Jo White testified at an oversight hearing on the SEC’s operations and fiscal year 2018 budget request. She said she believes the financial syst…
976 viewsAt a hearing before the House Financial Services Committee, Treasury Secretary Jacob Lew presented the findings of the Financial Stability Oversight Council’s (FSOC) annual report for 2015. …
1,267 viewsWells Fargo Chair and CEO John Stumpf appeared before the House Financial Services Committee apologizing for the sales practices of his company that involved the creation of an estimated 2 m…
28,199 viewsRepresentative Scott Garrett (R-NJ) talked about an effort by the House Financial Services Committee to change elements of the 2010 Dodd-Frank Act, which placed additional regulation on Wall…
518 viewsRichard Cordray testified at a hearing on the Consumer Financial Protection Bureau’s (CFPB) semi-annual report. In questioning from committee members, Mr. Cordray repeatedly defended the age…
1,093 viewsMary Jo White testified at a hearing on Securities and Exchange Commission (SEC) operations, as well as the commission’s fiscal year 2017 budget request. Republican committee members told Ms…
549 viewsSecretary Jack Lew testified at a hearing on the Financial Stability Oversight Council’s (FSOC) annual report. The report includes information on financial regulatory developments and potent…
959 viewsWitnesses testified on the effects of the Dodd-Frank Wall Street Reform and Consumer Protection Act on the financial services industry, consumers, and American competitiveness since its enac…
2,048 viewsTreasury Secretary Jack Lew testified on the annual report of the Financial Stability Oversight Council (FSOC), which oversee the implementation of the Dodd-Frank financial regulations law.
759 viewsRichard Cordray testified on the details of the Consumer Financial Protection Bureau’s semiannual report.
1,087 viewsTreasury Secretary Jack Lew testified on the recently approved Financial Stability Oversight Council’s (FSOC) annual report. In addition to questions about the FSOC report, Secretary Lew dis…
574 viewsWitnesses testified on the implementation of Title VII of the Dodd-Frank financial regulations law, which deals with over-the-counter derivatives and swaps market regulations. Commodity Futu…
732 viewsTreasury Secretary Geithner testified on the annual report of the Financial Stability Oversight Council (FSOC), created by the Dodd-Frank financial regulations law to monitor excessive risk …
3,013 viewsFederal regulators testified on JPMorgan Chase’s $2 billion trading loss on May 10, 2012, and business practices in the banking industry. Among the topics addressed were risk management prac…
1,284 viewsTreasury Department and Federal Reserve officials testified on the discretionary authority of the Financial Stability Oversight Council to designate non-bank financial firms as “systemically…
984 viewsRichard Cordray outlined a number of new rules and initiatives under consideration at the new Consumer Financial Protection Board (CFPB). He said the CFPB would try to craft universal mortga…
314 viewsFinancial regulators testified on implementing the Volcker Rule, which prevents federally insured institutions from investing in hedge and private equity funds. The rule was part of the 2010…
534 viewsTreasury Secretary Timothy Geithner testified on the U.S. economy and financial stability. Among the topics addressed were mortgage refinancing, banking regulations, the work of the Financia…
670 viewsCredit rating agency officials testified on the impact on credit rating agencies of oversight imposed upon them in the 2010 financial regulations law. They also answered questions about the …
1,523 viewsWitnesses testified on the impact on credit rating agencies of oversight imposed upon them in the 2010 financial regulations law. They also talked about standards used by credit ratings agen…
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