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Kathleen L. Casey

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    Investor Protection and Market Oversight

    All five members of the Securities and Exchange Commission testified about the protection of investors and market oversight. Topics included sub-prime mortgages, the effects of the Sarbanes-…

    229 views
  • Last Aired

    Seniors Summit on Investment Fraud

    The Securities and Exchange Commission held a summit to examine possible policies to protect older Americans from investment fraud and abusive sales practices. Among the topics they addresse…

    156 views