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Troy A. Paredes Mary L. Schapiro

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    Approaches to Improve Credit Rating Agency Oversight

    The Securities and Exchange Commission held a meeting on government oversight of credit rating agencies. Among the topics of discussion were accountability and disciplinary action, over-reli…

    261 views
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    Credit Reporting Agency Oversight

    Securities and Exchange commissioners held a day-long meeting to review credit rating agency operations and talk about regulation of financial markets. Panelists spoke about credit ratings a…

    344 views
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    Securities and Exchange Commission Meeting

    The Securities and Exchange Commission held a meeting to consider whether to propose “short sale price test rules” or the so-called “uptick rule” or other methods of restricting short sales …

    270 views