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Mary L. Schapiro

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    Seniors Summit on Investment Fraud

    The Securities and Exchange Commission held a summit to examine possible policies to protect older Americans from investment fraud and abusive sales practices. Among the topics they…

    127 views
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    College Savings Plans

    Witnesses testified before the committee on “529” savings plans. These plans are “state sponsored investments that are designed to encourage families to save money for their children’s college…

    245 views
  • Last Aired

    Mutual Fund Abuses

    Witnesses testified about mutual fund trading practices and charges of abuse and fraud in the industry. Among the issues they addressed were the practice of late and stale trading, the…

    111 views
  • Last Aired

    Mutual Fund Abuses

    Witnesses testified about allegations of criminal activity by mutual fund managers involving illegal trading practices such as late trading and stale trading of mutual fund holdings to…

    213 views