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Robert Cook

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  • Financial Industry Regulatory Authority
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    Financial Industry Regulatory Authority

    The Heritage Foundation hosted a discussion with Robert Cook, president and chief executive officer pf the Financial Industry Regulatory Authority (FINRA). FINRA is the largest independent…

    126 views
  • Financial Industry Regulations
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    Financial Industry Regulations

    Witnesses testified on the implementation of Title VII of the Dodd-Frank financial regulations law, which deals with over-the-counter derivatives and swaps market regulations. Commodity…

    608 views
  • Impact of DoddFrank Financial Regulations
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    Impact of Dodd-Frank Financial Regulations

    Witnesses testified on the ongoing implementation of the Dodd-Frank financial regulations law. U.S. futures regulator Gary Gensler acknowledged that the regulatory system failed to protect…

    881 views
  • MF Global Bankruptcy Investigation
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    MF Global Bankruptcy Investigation

    Witnesses testified on the implications of and lessons learned from the collapse of MF Global. Topics included the latest on the continuing investigation, recovery efforts of missing funds,…

    1,548 views
  • MF Global Bankruptcy Investigation Panel 2
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    MF Global Bankruptcy Investigation, Panel 2

    The House Committee Financial Services Oversight and Investigations Subcommittee held a hearing on the bankruptcy of financial firm MF Global. Witnesses said that of the approximately $1.4…

    2,405 views
  • Changes at the Securities and Exchange Commission
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    Changes at the Securities and Exchange Commission

    Securities and Exchange Commission division directors testified on organizational and management reforms at their agency. Topics included the need for more resources and staff for the…

    2,851 views
  • Financial Stability Oversight Council Meeting
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    Financial Stability Oversight Council Meeting

    The Financial Stability Oversight Council held its second meeting for an update on mortgage servicing, foreclosure issues and votes on several matters related to the Dodd-Frank Wall Street…

    389 views
  • Stock Market Stability
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    Stock Market Stability

    Witnesses testified about a 1000 point stock market drop on May 6, 2010. SEC Chairperson Mary Schapiro and other government regulators testified about proposed changes to the system of “circuit…

    763 views