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    Attorney General Barr Remarks at Securities and Exchange Commission

    Attorney General Barr spoke at the Securities and Exchange Commission.

    695 views
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    Attorney General Sessions and Secretary Azar on Elder Abuse

    Attorney General Jeff Sessions addressed a meeting of the Elder Justice Coordinating Council, which focuses on elder abuse against the backdrop of the opioid epidemic. Health and Human…

    265 views
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    Securities and Exchange Commission Enforcement

    Robert Khuzami announced a series of new measures to strengthen Security Exchange Commission investigative and regulatory efforts. He also introduced several unit chiefs who would oversee…

    197 views
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    Users' Perspectives to Oversight of Credit Rating Agencies

    Panelists talked about credit ratings and the use of credit rating services by various corporations. Among the topics they addressed were the accuracy and quality of information provided by credit rating agencies, the…

    93 views
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    Approaches to Improve Credit Rating Agency Oversight

    The Securities and Exchange Commission held a meeting on government oversight of credit rating agencies. Among the topics of discussion were accountability and disciplinary action, over-reliance on credit agencies, and…

    214 views
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    Corporations and Credit Rating Usage

    The panel talked about the role of the credit rating agencies in economic growth, the difficulties in getting started in the credit rating industry, the regulations of the industry, and logistical barriers faced by the…

    139 views
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    Credit Reporting Agency Oversight

    Securities and Exchange commissioners held a day-long meeting to review credit rating agency operations and talk about regulation of financial markets. Panelists spoke about credit ratings and the use of credit rating…

    265 views
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    Securities and Exchange Commission Meeting

    The Securities and Exchange Commission held a meeting to consider whether to propose “short sale price test rules” or the so-called “uptick rule” or other methods of restricting short sales…

    199 views
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    Short Sale Price Test Rules

    Erik Sirri spoke to the press after a meeting of the Securities and Exchange Commission to consider whether to propose “short sale price test rules.” The proposed rules placed restrictions…

    53 views
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    Modernizing Financial Disclosure Rules

    A panel discussion was held on methods that modern technology could be used to more effectively provide investors with data about companies. Joseph Grundfest participated by remote video.

    94 views
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    Credit Issues and Transparent Disclosure

    Chairman Cox spoke about credit regulations and rules, as well as measures to improve transparency at financial instututions. He also talked about the impact of the current credit crisis…

    190 views
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    Managing Retirement Income

    The U.S. Securities and Exchange Commission held its third annual Seniors Summit on tips and information to help senior investors ensure their money is protected and used as desired after…

    172 views
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    SEC Enforcement Activities

    SEC Chairman Christopher Cox talked about SEC oversight and enforcement activities, and recent developments in the financial markets.

    127 views
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    Financial Reporting Improvements

    The Securites and Exchange Commission (SEC) Advisory Committee on Improvements to Financial Reporting released its final report. Committee members responded to questions from the press.

    110 views
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    Contract for Access to Company Data

    Chairman Cox announced the acceptance of a contract for the modernization of corporate disclosure. The contact provides a new way for consumers to access data (i.e.: financial reports) on…

    9 views
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    Seniors Summit on Investment Fraud

    The Securities and Exchange Commission held a summit to examine possible policies to protect older Americans from investment fraud and abusive sales practices. Among the topics they…

    122 views
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    Improving Disclosure of Executive Pay

    The Securities and Exchange Commission (SEC) considered a proposal to improve disclosure of corporate CEO pay and other executive compensation. Mr. Beller proposed to the commissioners a plan to force…

    99 views
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    Investors and Securities Markets

    Chairman Cox hosted a roundtable discussion on investors and securities markets. Seven former Securities and Exchange Commission chairmen discussed challenges faced during their chairmanships,…

    42 views
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    Security and Exchange Commissioner Address

    The day after his official swearing-in as Security and Exchange Commissioner, Mr. Cox spoke to employees about the role of the SEC, its commitment to investors, and the place of federal…

    18 views
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    Securities and Exchange Commission

    Chairman William Donaldson spoke to reporters and announced that he would resign as chairman of the Securities and Exchange Commission at the end of June. Following his remarks, he…

    21 views
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