Videos

Robert Khuzami announced a series of new measures to strengthen Security Exchange Commission investigative and regulatory efforts. He also introduced several unit chiefs who would oversee…

Panelists talked about credit ratings and the use of credit rating services by various corporations. Among the topics they addressed were the accuracy and quality of information provided by credit rating agencies, the…

The Securities and Exchange Commission held a meeting on government oversight of credit rating agencies. Among the topics of discussion were accountability and disciplinary action, over-reliance on credit agencies, and…

The panel talked about the role of the credit rating agencies in economic growth, the difficulties in getting started in the credit rating industry, the regulations of the industry, and logistical barriers faced by the…

The Securities and Exchange Commission held a meeting to consider whether to propose “short sale price test rules” or the so-called “uptick rule” or other methods of restricting short sales…

A panel discussion was held on methods that modern technology could be used to more effectively provide investors with data about companies. Joseph Grundfest participated by remote video.

The U.S. Securities and Exchange Commission held its third annual Seniors Summit on tips and information to help senior investors ensure their money is protected and used as desired after…

SEC Chairman Christopher Cox talked about SEC oversight and enforcement activities, and recent developments in the financial markets.

The Securites and Exchange Commission (SEC) Advisory Committee on Improvements to Financial Reporting released its final report. Committee members responded to questions from the press.

The Securities and Exchange Commission held a summit to examine possible policies to protect older Americans from investment fraud and abusive sales practices. Among the topics they…

Chairman Cox hosted a roundtable discussion on investors and securities markets. Seven former Securities and Exchange Commission chairmen discussed challenges faced during their chairmanships,…

The day after his official swearing-in as Security and Exchange Commissioner, Mr. Cox spoke to employees about the role of the SEC, its commitment to investors, and the place of federal…

As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, Chairman Pitt moderated a panel discussion about the Securities…

As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, regulators, consumer representatives, and financial…

Mr. Pitts spoke to reporters about efforts by the Securities and Exchange Commission to revive public faith in their oversight responsibilities following the collapse of the Enron…

Mr. Levitt talked about the rights and obligations of individual investors. Among the topics he addressed were how to ascertain appropriate levels of risk, brokerage fees and commissions,…

Financial experts spoke to reporters about preparations the financial markets had made to avoid any potential computer problems resulting from the date change on January 1, 2000. Among the…

The Securities and Exchange Commission hosted a series of town meetings around the United States. At this meeting in Philadelphia SEC Chairman Arthur Leavitt talked about the risks and rewards of…