Videos

Robert Khuzami announced a series of new measures to strengthen Security Exchange Commission investigative and regulatory efforts. He also introduced several unit chiefs who would oversee th…

Panelists talked about credit ratings and the use of credit rating services by various corporations. Among the topics they addressed were the accuracy and quality of information provided by …

The Securities and Exchange Commission held a meeting on government oversight of credit rating agencies. Among the topics of discussion were accountability and disciplinary action, over-reli…

The panel talked about the role of the credit rating agencies in economic growth, the difficulties in getting started in the credit rating industry, the regulations of the industry, and logi…

Erik Sirri spoke to the press after a meeting of the Securities and Exchange Commission to consider whether to propose “short sale price test rules.” The proposed rules placed restrictions …

Chairman Cox announced the acceptance of a contract for the modernization of corporate disclosure. The contact provides a new way for consumers to access data (i.e.: financial reports) on co…

The Securities and Exchange Commission (SEC) considered a proposal to improve disclosure of corporate CEO pay and other executive compensation. Mr. Beller proposed to the commissioners a pla…

The day after his official swearing-in as Security and Exchange Commissioner, Mr. Cox spoke to employees about the role of the SEC, its commitment to investors, and the place of federal regu…

Chairman William Donaldson spoke to reporters and announced that he would resign as chairman of the Securities and Exchange Commission at the end of June. Following his remarks, he responded…

Securities and Exchange Commission chairman, William Donaldson, Senator Paul Sarbanes (D-Maryland), Representative Michael Oxley (R-Ohio) and others spoke to reporters about the progress of …

Commissioners and members of the Corporate Finance Division talked about rules and regulations to implement recent corporate accountability legislation. Among the topics they addressed were …

Commissioners met to consider recently enacted legislation on corporate accountability. Among the topics they talked about were procedures for filing earnings reports, regulations to maintai…

As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda, Chairman Harvey Pitt moderated a panel discussion. They talked about the role of the SEC…

An information symposium about the Securities and Exchange Commission’s regulatory agenda. Regulators, consumer representatives and financial writers answered questions about the regulation …