Investment Banking Practices
At the beginning of the hearing members talked about and voted on awarding the Congressional Gold Medal to British Prime Minister Tony Blair.
Witnesses testified about a $1.4 billion settlement reached between the Securities and Exchange Commission and ten of the largest brokerage… read more
Witnesses testified about a $1.4 billion settlement reached between the Securities and Exchange Commission and ten of the largest brokerage firms. Among the topics they addressed were potential conflicts of interest in the regulation of the securities industry, the future role of self-regulatory organizations, methods to regain investors' trust, and implementing specific provisions of the settlement.
People in this video
Christine Bruenn President North American Securities Administrators Assn.
Stephen M. Cutler Director Securities and Exchange Commission->Division of Enforcement
William H. Donaldson Chairman Securities and Exchange Commission
Robert R. Glauber Chairman and CEO National Association of Securities Dealers
Richard Grasso Chair and CEO New York Stock Exchange
Richard C. Shelby U.S. Senator (Class 3) [R] Alabama
Eliot Spitzer Attorney General New York (State)
- Senate Banking, Housing, and Urban Affairs CommitteeSenate Banking, Housing, and Urban Affairs Committee
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