Mutual Fund Regulation
Witnesses testified about mismanagement and potential fraud in administering mutual funds. Among the topics they addressed were regulatory procedures, the role of enforcement agencies, transparency of fund operation, and trading practices.
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William H. Donaldson Chairman Securities and Exchange Commission
Matthew Fink President (Former) Investment Company Institute
Marc Lackritz President Securities Industry Association
Richard C. Shelby U.S. Senator (Class 3) [R] Alabama
- Senate Banking, Housing, and Urban Affairs CommitteeSenate Banking, Housing, and Urban Affairs Committee
Senator Richard Shelby Speech
Senator Richard Shelby spoke against voting in favor of financial markets legislation.
Senator Dodd on Financial Regulation
Senator Dodd spoke about financial reform legislation.
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Senator Richard Shelby, ranking Banking Committee member, spoke at the American Bankers Association conference. In his…
Financial Regulation Legislation Markup
Members debated various provisions and amendments to financial regulation reform legislation.