State of the Securities Industry
The Senate Banking, Housing and Urban Affairs Committee held a hearing on the state of the securities industry. Mr. Cox testified about a re… read more
The Senate Banking, Housing and Urban Affairs Committee held a hearing on the state of the securities industry. Mr. Cox testified about a recent report on small business compliance with corporate-governance rules, regulation of traders by financial stock exchanges, as well as recent efforts by financial exchanges to expand into other markets. close
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