Investment Securities Fraud
Witnesses testified about investment practices and alleged criminal fraud by Madoff Investment Securities. They focused on operating procedu… read more
Witnesses testified about investment practices and alleged criminal fraud by Madoff Investment Securities. They focused on operating procedures used by the firm, the performance of federal regulators who investigated the firm, and potential solutions to prevent such frauds from occurring in the future. close
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Lori A. Richards Director Securities and Exchange Commission->Office of Compliance Inspections and Examinations
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