Washington Journal
U.S. Stock Market Regulation
2015-09-02T07:53:18-04:00https://ximage.c-spanvideo.org/eyJidWNrZXQiOiJwaWN0dXJlcy5jLXNwYW52aWRlby5vcmciLCJrZXkiOiJGaWxlc1wvMzJmXC8yMDE1MDkwMjA3NTQyNTAwMV9oZC5qcGciLCJlZGl0cyI6eyJyZXNpemUiOnsiZml0IjoiY292ZXIiLCJoZWlnaHQiOjUwNn19fQ==Bob Colby of the Financial Industry Regulatory Authority (FINRA) talked about regulation of the securities industry. FINRA is an independent organization overseen by the Securities and Exchange Commission in overseeing the activities of brokerage firms.
Bob Colby of the Financial Industry Regulatory Authority (FINRA) talked about regulation of the securities industry. FINRA is an independent organization overseen by the Securities and Exchange Commission in overseeing the activities of brokerage firms.
Bob Colby of the Financial Industry Regulatory Authority (FINRA) talked about regulation of the securities industry. FINRA is an independent organization overseen by the Securities and Exchange Commission in overseeing the activities of brokerage firms.
Related Video
-
Mary Jo White on Financial Market Structure
Security and Exchange Commission Chair Mary Jo White spoke about financial markets and regulation.
-
Financial Industry Regulatory Authority
The Heritage Foundation hosted a discussion with Robert Cook, president and chief executive officer pf the Financial…
-
Roben Farzad on Wall Street and the Trump Administration
Roben Farzad talked about the causes of the continuing stock market rally and business community reaction to the Trump…
-
Securities Exchange Commission Oversight, Officials
Officials testified about Securities and Exchange Commission (SEC) operations and proposed regulatory changes. Among…