U.S. Stock Market Regulation
Bob Colby of the Financial Industry Regulatory Authority (FINRA) talked about regulation of the securities industry. FINRA is an independent organization overseen by the Securities and Exchange Commission in overseeing the activities of brokerage firms.
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Robert Colby Chief Legal Officer Financial Industry Regulatory Authority
- Bill Scanlan Host C-SPAN
- C-SPAN | Washington JournalC-SPAN | Washington Journal
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