Sarbanes-Oxley Act Fifth Anniversay
Former Senators Sarbanes and Oxley spoke about financial auditing and business reporting reforms enacted in the wake of the Enron bankruptcy to protect consumers and provide increased transp…
428 viewsFormer Senators Sarbanes and Oxley spoke about financial auditing and business reporting reforms enacted in the wake of the Enron bankruptcy to protect consumers and provide increased transp…
428 viewsWitnesses testified about the stability and efficiency of securities trading, recent corporate scandals and investigations into trading practices, the state of competition, regulation and en…
246 viewsSEC Chairman, William Donaldson, testified before a Senate Banking Committee regarding an investigation into the Mutual Fund Industry. Among issues addressed were abuses in the industry, fun…
84 viewsWilliam Donaldson and John Reed testified before the Senate Banking, Housing, & Urban Affairs Committee, regarding the governance structure of the New York Stock Exchange. Mr. Reed had propo…
92 viewsMembers of the Senate Banking subcommittee met with witnesses who testified about securities market structure issues pending before the Securities and Exchange Commission and how the issues …
68 viewsCommittee members examined the Securities and Exchange Commission’s oversight of companies' auditing and accountability. The SEC chairman testified about the rules being developed and the ki…
59 viewsSecurities and Exchange Commission chairman, William Donaldson, Senator Paul Sarbanes (D-Maryland), Representative Michael Oxley (R-Ohio) and others spoke to reporters about the progress of …
62 viewsMr. Donaldson testified regarding his nomination to the position of chairman of the Securities and Exchange Commission. An emphasis was placed on restoring investor confidence in the wake of…
137 views