Panelists talked about the state of the economy and investor confidence. Among the issues they addressed were business and financial regulation, the politicization of fiscal policy, and the …
179 viewsHarvey Pitt talked about the Securities and Exchange Commission (SEC), and responded to telephone calls and electronic communications. Topics included the differences between the SEC, the Co…
238 viewsSpecial Master for Executive Compensation Kenneth Feinberg, and former SEC Chairman Harvey Pitts talked about the economy, and the relationship between Wall Street and Congress.
198 viewsFormer officials testified about Securities and Exchange Commission (SEC) operations and proposed regulatory changes. Among the topics they addressed were the role of credit rating agencies …
724 viewsFormer SEC Chair Harvey Pitt delivered the keynote address at the U.S. Chamber of Commerce Center for Capital Markets Competitiveness Conference on money market mutual funds. He talked about…
184 viewsFormer head of the Securities and Exchange Commission Harvey Pitt talked about issues related to the current day fiscal condition of the financial markets and responded to telephone calls …
103 viewsFormer Senators Sarbanes and Oxley spoke about financial auditing and business reporting reforms enacted in the wake of the Enron bankruptcy to protect consumers and provide increased transp…
430 viewsPanelists talked about U.S. regulatory policies and their impact on global business markets. Among the topics they addressed were extraterritorial extension of laws governing business practi…
74 viewsChairman Cox hosted a roundtable discussion on investors and securities markets. Seven former Securities and Exchange Commission chairmen discussed challenges faced during their chairmanship…
71 viewsHarvey Pitt, former chairman of the Securities and Exchange Commission, 2001-2003, talked about corporate accountability one year after the passage of the Sarbanes-Oxley Act. Accounting and …
112 viewsSecurities and Exchange Commission Chairman, Harvey Pitt, spoke at the Securities Industry Association annual conference about restoring investor confidence, his time as SEC Chairman, and ot…
77 viewsIn the luncheon keynote address of the American Bar Association’s annual house of delegates meeting, Securities and Exchange Commission Chairman Harvey Pitt talked about corporate oversight …
64 viewsAs part of an information symposium about the Securities and Exchange Commission’s regulatory agenda, Chairman Harvey Pitt moderated a panel discussion. They talked about the role of the SEC…
50 viewsAn information symposium about the Securities and Exchange Commission’s regulatory agenda. Regulators, consumer representatives and financial writers answered questions about the regulation …
145 viewsWitnesses testified about the Corporate and Auditing Accountability Responsibility and Transparency Act designed to ensure adequate and accurate checks on corporate financial records. Among …
337 viewsSenate Commerce Appropriations Subcommittee held a hearing on next years budget for FCC and SEC Budget Request. Members from the subcommittee heard from the head of both agencies.
70 viewsFollowing a period of committee business in which members debated whether to swear in all witnesses, Mr. Pitt testified under oath about investigations into the financial collapse of Enron a…
687 viewsHouse Financial Services Committee members talked to reporters about new regulatory provisions on Wall Street research analysts. Following their prepared remarks they answered questions from…
92 viewsMr. Pitts spoke to reporters about efforts by the Securities and Exchange Commission to revive public faith in their oversight responsibilities following the collapse of the Enron corporatio…
33 viewsWitnesses testified about the nation’s financial markets and the insurance industry’s commitment and ability to keep its promises in wake of the previous week’s terrorist attacks.
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