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Regulation Harvey L. Pitt

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    Sarbanes-Oxley Act Fifth Anniversay

    Former Senators Sarbanes and Oxley spoke about financial auditing and business reporting reforms enacted in the wake of the Enron bankruptcy to protect consumers and provide increased transp…

    430 views
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    Corporate Accounting Regulations

    Commissioners and members of the Corporate Finance Division talked about rules and regulations to implement recent corporate accountability legislation. Among the topics they addressed were …

    167 views
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    Corporate Accountability

    Commissioners met to consider recently enacted legislation on corporate accountability. Among the topics they talked about were procedures for filing earnings reports, regulations to maintai…

    148 views
  • Last Aired

    Keynote Speech

    In the luncheon keynote address of the American Bar Association’s annual house of delegates meeting, Securities and Exchange Commission Chairman Harvey Pitt talked about corporate oversight …

    64 views
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    Securities and Exchange Commission

    Mr. Pitt talked about corporate responsibility and several business failures due to faulty accounting practices. He also talked about proposed legislation to more strictly enforce auditing r…

    54 views
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    Corporate Fraud Task Force

    Administration officials spoke to press outside the White House about the creation of a task force to investigate and prosecute corporate crime. Deputy Attorney General, Larry Thompson and C…

    48 views
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    Investor Summit Part 2

    As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda, Chairman Harvey Pitt moderated a panel discussion. They talked about the role of the SEC…

    50 views
  • Last Aired

    Investor Summit Part 1

    An information symposium about the Securities and Exchange Commission’s regulatory agenda. Regulators, consumer representatives and financial writers answered questions about the regulation …

    145 views
  • Last Aired

    Financial Regulation

    House Financial Services Committee members talked to reporters about new regulatory provisions on Wall Street research analysts. Following their prepared remarks they answered questions from…

    92 views