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  • Securities and Exchange Commission Enforcement
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    Securities and Exchange Commission Enforcement

    Robert Khuzami announced a series of new measures to strengthen Security Exchange Commission investigative and regulatory efforts. He also introduced several unit chiefs who would oversee…

    183 views
  • Users Perspectives to Oversight of Credit Rating Agencies
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    Users' Perspectives to Oversight of Credit Rating Agencies

    Panelists talked about credit ratings and the use of credit rating services by various corporations. Among the topics they addressed were the accuracy and quality of information provided by credit rating agencies, the…

    82 views
  • Approaches to Improve Credit Rating Agency Oversight
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    Approaches to Improve Credit Rating Agency Oversight

    The Securities and Exchange Commission held a meeting on government oversight of credit rating agencies. Among the topics of discussion were accountability and disciplinary action, over-reliance on credit agencies, and…

    189 views
  • Corporations and Credit Rating Usage
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    Corporations and Credit Rating Usage

    The panel talked about the role of the credit rating agencies in economic growth, the difficulties in getting started in the credit rating industry, the regulations of the industry, and logistical barriers faced by the…

    125 views
  • Short Sale Price Test Rules
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    Short Sale Price Test Rules

    Erik Sirri spoke to the press after a meeting of the Securities and Exchange Commission to consider whether to propose “short sale price test rules.” The proposed rules placed restrictions…

    48 views
  • Contract for Access to Company Data
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    Contract for Access to Company Data

    Chairman Cox announced the acceptance of a contract for the modernization of corporate disclosure. The contact provides a new way for consumers to access data (i.e.: financial reports) on…

    9 views
  • Improving Disclosure of Executive Pay
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    Improving Disclosure of Executive Pay

    The Securities and Exchange Commission (SEC) considered a proposal to improve disclosure of corporate CEO pay and other executive compensation. Mr. Beller proposed to the commissioners a plan to force…

    90 views
  • Security and Exchange Commissioner Address
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    Security and Exchange Commissioner Address

    The day after his official swearing-in as Security and Exchange Commissioner, Mr. Cox spoke to employees about the role of the SEC, its commitment to investors, and the place of federal…

    16 views
  • Securities and Exchange Commission
    Last Aired

    Securities and Exchange Commission

    Chairman William Donaldson spoke to reporters and announced that he would resign as chairman of the Securities and Exchange Commission at the end of June. Following his remarks, he…

    20 views
  • Corporate Accountability
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    Corporate Accountability

    Members and officials spoke to reporters about the progress of reform in corporate accountability regulations and corporate governance issues. Following their remarks they answered…

    29 views
  • Corporate Accounting Regulations
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    Corporate Accounting Regulations

    Commissioners and members of the Corporate Finance Division talked about rules and regulations to implement recent corporate accountability legislation. Among the topics they addressed were…

    87 views
  • Corporate Accountability
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    Corporate Accountability

    Commissioners met to consider recently enacted legislation on corporate accountability. Among the topics they addressed were procedures for filing earnings reports, regulations to maintain…

    86 views
  • Investor Summit Part 2
    Last Aired

    Investor Summit Part 2

    As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, Chairman Pitt moderated a panel discussion about the Securities…

    20 views
  • Investor Summit Part 1
    Last Aired

    Investor Summit Part 1

    As part of an information symposium about the Securities and Exchange Commission’s regulatory agenda in the wake of recent events, regulators, consumer representatives, and financial…

    33 views